Important Information About Our Anti-Money Laundering Programs

Attention Existing and Prospective Clients:

To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

Northern Capital Management, Inc. and W.F.C.G. Securities, Inc. fall under the definition of “financial institution.”

What this means to you: 

·         When you wish to open an account with Northern Capital Management, Inc. and/or W.F.C.G. Securities, Inc. we will ask for your name, address, date of birth and other information which will allow us to adequately identify you.

·         When you sign our Advisory Agreement, you will also be asked to present a valid driver’s license, passport or other appropriate identifying documents, which will be photocopied and returned to you.